Debriefing Your Busy Season

Debriefing Your Busy Season

It may feel that crossing the finish line of your industry’s busy season means you can finally take a breath, but as you decompress with your newfound flexibility, it’s also an opportunity to reflect back and identify where you can improve. Nearly all departments have...
eFileCabinet listed on FINRA Compliance Vendor Directory

eFileCabinet listed on FINRA Compliance Vendor Directory

(The Financial Industry Regulatory Authority (FINRA) is an independent agency that provides auditing and regulation enforcing services to the financial industry. Though they are not a government entity, they are authorized by Congress to protect American investors and...
Are You Prepared for the New Year?

Are You Prepared for the New Year?

2017 is coming to end, and 2018 is just around the corner. With the end of the year comes the busy holiday season, tax filing, and potential tax audits. Is your business prepared for tax season? Are your documents stored for simple, quick access in case of an audit?...
How to Solve Your Financial Services Problems

How to Solve Your Financial Services Problems

Using the correct document management system will be crucial in solving some of the biggest challenges that certified financial planners and wealth management professionals face daily. The rules and regulations surrounding the financial industry have changed, and...