by Andreas Rivera | Oct 13, 2020
It may feel that crossing the finish line of your industry’s busy season means you can finally take a breath, but as you decompress with your newfound flexibility, it’s also an opportunity to reflect back and identify where you can improve. Nearly all departments have...
by Andreas Rivera | Jun 11, 2019
(The Financial Industry Regulatory Authority (FINRA) is an independent agency that provides auditing and regulation enforcing services to the financial industry. Though they are not a government entity, they are authorized by Congress to protect American investors and...
by Kara Kellett | Dec 1, 2017
2017 is coming to end, and 2018 is just around the corner. With the end of the year comes the busy holiday season, tax filing, and potential tax audits. Is your business prepared for tax season? Are your documents stored for simple, quick access in case of an audit?...
by James OConnor | Jul 20, 2017
There’s no way around it: Cloud document management software works for CFPs and wealth advisers, and makes for a better work-life balance. Financial services professionals must sell clients before demonstrating their expertise, and the cloud provides the efficiencies...
by James OConnor | May 22, 2017
Doc management software for financial services companies is becoming as crucial of a component to financial advisors’ professional portfolios as choosing the right securities is to the clients they advise. In the financial services industry, fee only financial...
by James OConnor | Apr 27, 2017
Using the correct document management system will be crucial in solving some of the biggest challenges that certified financial planners and wealth management professionals face daily. The rules and regulations surrounding the financial industry have changed, and...
