by Andreas Rivera | Oct 13, 2020
It may feel that crossing the finish line of your industry’s busy season means you can finally take a breath, but as you decompress with your newfound flexibility, it’s also an opportunity to reflect back and identify where you can improve. Nearly all departments have...
by Andreas Rivera | Jun 11, 2019
(The Financial Industry Regulatory Authority (FINRA) is an independent agency that provides auditing and regulation enforcing services to the financial industry. Though they are not a government entity, they are authorized by Congress to protect American investors and...
by James OConnor | Jul 20, 2017
There’s no way around it: Cloud document management software works for CFPs and wealth advisers, and makes for a better work-life balance. Financial services professionals must sell clients before demonstrating their expertise, and the cloud provides the efficiencies...
by James OConnor | Apr 27, 2017
Using the correct document management system will be crucial in solving some of the biggest challenges that certified financial planners and wealth management professionals face daily. The rules and regulations surrounding the financial industry have changed, and...
by Britney Pay | Apr 12, 2016
More exacting integration of third party add-ons and features in ECM solutions bring with it a more effective way to facilitate interoperability between banks and their customers. Support can come from both sides of the customer-bank relationship. Many consumers are...
by Britney Pay | Apr 12, 2016
Ethics in banking often conjures up images of Mr. Potter from It’s a Wonderful Life, but there are many other challenges of ethics and moral philosophy that banking and lending leadership face on a consistent basis. It is easy to view ethics as relative to the...
